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Stock Fraud Articles & Resources
Serving California and Nevada: San Francisco, Sacramento, Oakland, San Jose, & Reno
Click on the links below for securities fraud and stock market news and helpful links to educate investors:
Securities and Exchange Commission
Financial Industry Regulatory Authority
FINRA Complaint Center
FINRA Investor Education Foundation
FINRA Broker Check
FINRA Investor Center
Tom Bradley is a Certified Arbitrator for FINRA that resolves investors claims of financial misconduct.
Articles In The News
Stock Broker Arbitration Claims Up 49% From 2007
Madoff Charged in $50 Billion Fraud at Investment Advisory Firm
Head of South Carolina investment firm sentenced to 10 years
NovaStar agrees to settle securities-fraud class action for $7.25M
$141 million jury fraud verdict against Bank of America
Microsemi CEO May Have Breached Rules, Lawyers Say
What Created This Monster?
Higher-yield bond funds run into trouble
Hedge Funds Squeezed As Lenders Get Tougher
Housing, Bank Troubles Deepen
Malls, Offices May Slump Less Steeply Than Homes
Of Markets and Mortgages
SEC Resources
How to Avoid Fraud
Prepare and protect yourself: This publication will help you to recognize the telltale signs of securities fraud and provides tips for avoiding investment and stock market scams.
Information Matters
This publication describes information you should review before you invest, provides tips on how to find information about companies, and lists several "red flags" to avoid.
Fake Seals and Phony Numbers: How Fraudsters Try to Look Legit
Some fraudsters mix truth with fiction to make their lies more believable. Learn how to protect yourself against deceptive tactics with this publication.
Mini-Tender Offers: Tips for Investors
Mini-Tender offers typically do not provide the same disclosure and procedural protections that larger traditional offers provide. These offers-for less than five percent of a company's stock-have been increasingly used to catch investors off guard.
Microcap Stock: A Guide for Investors
Information about "microcap stocks"-low priced stocks issued by the smallest companies-may be difficult to find. When reliable information is scarce, fraudsters can easily spread false information about microcap companies, making profits while creating losses for unsuspecting investors.
Stock Market Fraud "Survivor" Checklist
This publication lists the steps for you to follow to avoid stock market fraud.
For more up-to-the minute news on securities fraud and stock market litigation, contact or call the Law Office of Thomas C. Bradley, serving San Francisco, Sacramento, Oakland, California and Reno, Nevada, today. Talk to a knowledgeable and experienced stock market and securities fraud attorney.
